Banking / Financial Services

Whether banks, capital management companies or leasing companies - as a player in financial services, you are confronted with constantly changing and growing requirements. Digitalization is not the only factor that is fundamentally changing banks and capital markets. Ongoing regulation and increasing economic insecurity are also major challenges.

Support in increasingly complex tasks

The complex and highly regulated environment is increasingly absorbing personnel and their time capacities. In addition time resources, which in the versatile field of financial services for the realization of the core business are becoming more and more limited. The question of which business activities will still be attractive in the future in terms of profitability and costs, equity and liquidity is also becoming more and more important. In our role as your quality assurance partner, we will be able to support you in all your business management and supervisory issues (such as compliance, AMLA, internal audit, InstitutsVergV, MaRisk, risk management) as well as in training or audit & advisory needs.

Our services

With RSM's "Financial Services" competence center you have experienced industry experts at your side. As a strong partner, we will provide you with support for these challenges, especially in the field of financial services:

  • Audits of annual financial reports and consolidated financial reports
  • Audits according to § 89 WpHG
  • Special audits according to § 44 Para. 1 KWG
  • Internal Audit
  • Regulatory issues
  • Preparation of annual financial reports